BOOK OPEN · SPANISH FORK, UTAH · DESK KEM-1051

Every scope
on the tape.

KEM CAPITAL INVESTMENTS LLC keeps a full capital book: principal dealing in royalties, mortgages, tax liens and venture positions; customized fee-based advisory and fund management; trust, escrow and custody administration; and the market plumbing — clearing, brokerage, quotation and transfer work. Forty-eight scopes, four desks, one tape.

48SCOPES QUOTED
4DESKS
1BOOK
Read the Tape Meet the Desk
KEM TAPE · BOOK K-1051 · 4 DESKS DESK P · PRINCIPAL 9 SCOPES · OWN ACCT ROYALTIES · MTG · LIENS · VC DESK A · ADVISORY 16 SCOPES · FEE-BASED PLANNING · ADVICE · FUNDS DESK T · TRUST 8 SCOPES · FIDUCIARY ESTATES · ESCROW · CUSTODY DESK X · MARKET 15 SCOPES · FUNCTIONS CLEAR · BROKER · QUOTE · XFER Σ 48 QUOTED · BOOK BALANCED
The desks

Four desks, one book.

Each scope is quoted under its desk. Desk P deals as principal on the firm's own account. Desk A plans, advises and manages for fees paid by the client. Desk T administers trusts, estates and custody. Desk X keeps the market plumbing: clearing, brokerage, quotation and transfer. The full tape is on The Tape page.

Desk P — Principal Dealing

Q-01 → Q-09 · 9 SCOPES
Q-01Individuals investing in financial contracts on own accountPrincipal
Q-02Investment clubsClub
Q-03Mineral royalties or leases dealing (i.e., acting as a principal in dealing royalties or leases to investors)Royalty
Q-04Mortgage dealers, buying and sellingMortgage
Q-05Oil royalty dealing (i.e., acting as a principal in dealing royalties to investors)Royalty
Q-06Securities speculators for own accountPrincipal
Q-07Tax liens dealing (i.e., acting as a principal in dealing tax liens to investors)Lien
Q-08Venture capital companiesVenture
Q-09Viatical settlement companiesViatical

Desk A — Advisory & Management

Q-10 → Q-25 · 16 SCOPES
Q-10Certified financial planners, customized, fees paid by clientPlanning
Q-11Financial investment advice services, customized, fees paid by clientAdvice
Q-12Financial planning services, customized, fees paid by clientPlanning
Q-13Investment advice consulting services, customized, fees paid by clientAdvice
Q-14Investment advice counseling services, customized, fees paid by clientAdvice
Q-15Investment advisory services, customized, fees paid by clientAdvice
Q-16Investment managementMgmt
Q-17Managing investment fundsFunds
Q-18Managing mutual fundsMutual
Q-19Managing personal investment trustsTrusts
Q-20Managing trustsTrusts
Q-21Mutual fund managingMutual
Q-22Pension fund managingPension
Q-23Personal investments trusts, managingTrusts
Q-24Portfolio fund managingPortfolio
Q-25Private equity fund managingPriv. Eq.

Desks T and X continue on The Tape — trust & custody (Q-26–33) and market functions (Q-34–48).

House rules

What the tape says — and what it doesn't.

A quote is not an offer

This board describes our scope of work. Nothing here is an offer or sale of securities, an investment recommendation, or a promise of performance.

Fees are written, not implied

Customized advice and management run only under signed agreements with client-paid fees — never from a webpage, never from a cold email.

No funds move by email

The site accepts no money, no orders, no transfer instructions. Settlement and custody instructions move only through agreed written channels.